Former OSFI deputy superintendent will advise research program
The new ETFs are focused on providing global diversification while limiting foreign-currency risk
The SRO will focus instead on participating in the CSA’s initiative to enhance proficiency requirements in the investment industry and other “targeted reforms”
Review notes a “general lack of completeness” in fund managers’ policies and procedures
The agreement covers 20 firms registered with in the U.S. as swap dealers, along with the other sorts of firms
Axel Weber named chairman of the Institute of International Finance
Andy Sieg to succeed John Thiel
The reduction in the total number of client complaints is encouraging, FCA says
Tapping this growing demand from investors would sustain active management fees
Draft guidelines amid to address the increasing complexity with the banking industry and at individual institutions