James Langton

Regulation

SEC proposes rule reforms for U.S. mutual funds and ETFs

September 22, 2015 James Langton
Regulation

Despite decline in enforcement activity, U.S. state regulators remain busy

September 22, 2015 James Langton
Industry

PMAC recommends the CFP should be the defining standard for “financial planners”

September 22, 2015 James Langton
Regulation

CSI to remain IIROC’s sole provider of proficiency education until 2020

September 22, 2015 James Langton
Regulation

Women representation on boards still very low, but growing

September 22, 2015 James Langton
Industry

First case of Bitcoin fraud results in guilty plea in the U.S.

September 22, 2015 James Langton
Research and Markets

China’s weakening economy taking its toll on commodities firms

September 22, 2015 James Langton
Industry

U.S. advisor to be sentenced for accessing client information illegally

September 22, 2015 James Langton
Research and Markets

Mild growth expected ahead, TD report suggests

September 21, 2015 James Langton
Industry

CCMA launches committee to deal with T+2 settlement

September 21, 2015 James Langton
Regulation

OSC’s CRR branch dealing with slew of regulatory reforms

September 21, 2015 James Langton
Industry

IFIC and IIAC call for regulation of financial planners

September 21, 2015 James Langton