James Langton

Regulation

Assante fined $400K for failing to supervise branch properly

October 27, 2015 James Langton
Regulation

Contingency fund needed to cover investors’ losses, some argue

October 27, 2015 James Langton
Regulation

FINRA warns investors about the risks of trading in “binary options”

October 27, 2015 James Langton
Industry

Intercontinental Exchange to buy Interactive Data

October 27, 2015 James Langton
Industry

Should OBSI be allowed to enforce recommendations?

October 27, 2015 James Langton
Regulation

DBRS to pay US$6 million to settle SEC charges

October 27, 2015 James Langton
Regulation

Australian equity markets not adversely affected by current levels of HFT, dark liquidity

October 27, 2015 James Langton
Regulation

OSC to introduce whistleblower policy on Wednesday

October 26, 2015 James Langton
Industry

CSA report on fund fees reinvigorates heated debate

October 23, 2015 James Langton
Regulation

OSC bans woman for illegal distributions, unregistered trading

October 23, 2015 James Langton
Industry

Court dismisses proposed class action against Silvercorp

October 23, 2015 James Langton
Regulation

BoE’s revised stress testing of banks may curb systemic risk

October 23, 2015 James Langton