The self-regulatory organization will be seeking volunteers to take part in the test, which will coincide with a similar exercise in the U.S.
The investor advocacy group has some novel recommendations, including the establishment of a fund to compensate victims of frauds
The revised rules include measures designed to curb risks in the housing market
The whistleblower will receive more than US$900,000, meaning the SEC has awarded a total of 37 whistleblowers more than US$136 thus far
Jeffrey Edward Gebert borrowed more than $500,000 from his wife’s 93-year-old grandfather, also his client, without disclosing the arrangement
The regulator has found it difficult for investors to compare crowdfunding platforms with each other and with other asset classes
The final reports issued on Friday reviewed the implementation of the new bank capital standards in Japan, Indonesia and Singapore
The rate, which was at 4.6% in November, is expected to continue declining to 3.2% next November, well below the historical average of 4.2%
Andrew Ceresney’s departure is the latest among many, following chairwoman Mary Jo White and several other senior executives
Faced with mounting pressures, asset-management firms will likely have to cut costs and adopt new strategies, Casey Quirk’s report recommends