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James Langton
James Langton
Regulation
IAP calls for best-interest standard
December 23, 2015
James Langton
Industry
ITG closes transaction to sell Calgary-based research unit
December 23, 2015
James Langton
Industry
Ex-Morgan Stanley advisor get probation for stealing client data
December 23, 2015
James Langton
Regulation
IOSCO reports on business continuity plans for trading venues and intermediaries
December 22, 2015
James Langton
Regulation
IIROC terminates Edgecrest’s membership
December 22, 2015
James Langton
Regulation
MFDA bans former advisor for 10 years
December 22, 2015
James Langton
Regulation
Ex advisor banned for misappropriating funds from clients
December 22, 2015
James Langton
Industry
Where does investor loyalty lie?
December 22, 2015
James Langton
Regulation
NASAA announces top investor threats
December 22, 2015
James Langton
Product
Mutual fund net sales rise in November: IFIC
December 22, 2015
James Langton
Regulation
Manitoba court sentences man to one year in jail for trading without registration
December 21, 2015
James Langton
Regulation
Crowdfunding must balance firms’ needs with investor protection: IOSCO
December 21, 2015
James Langton
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