James Langton
Regulation
FINRA to focus on supervision, conflicts of interest in 2016
January 5, 2016
James Langton
Industry
Canadian sentenced to U.S. prison for income tax refund fraud scheme
January 5, 2016
James Langton
Regulation
CFTC approves proposed rule providing an alternative to fingerprinting for foreign nationals
January 4, 2016
James Langton
Industry
Investment industry groups give a qualified ‘thumbs-up’ on proposed CCMR
December 23, 2015
James Langton