The focus should be on designing a principles-based regulation regime that sets high safety standards without disrupting the technology’s development
By joining the Chamber, TMX Group is aiming to position Canada as a global leader in the adoption of blockchain-based technology
InvestmentReporting.ca aims to help investors understand the changes mandated as part of CRM2 in their new annual reports
Kurt Haller, who admitted to churning and making unsuitable recommendations to an elderly client, was also fined $109,500
The largest population of high-earning bankers was in the U.K. as British bankers account for more than 80% of the top earners, the EBA reports
The trend is being driven by the continued popularity of ETFs and index mutual funds and the emergence of new technology such as robo-advisors
Individual investors’ AUM in RI has almost doubled to $118 billion, reveals a new report from the RIA
SoFi intends to leverage Zenbanx’s platform and underlying technology to expand its suite of online personal finance offerings
The NSX is being renamed NYSE National Inc. after the closing of the deal
The guidance is intended to help authorities implement effective resolution regimes and develop credible resolution strategies and plans for CCPs