The firms says that they intend to cut clearing costs for customers
Basel Committee signals that most big banks still do not have the appropriate quality of risk management practices and decision-making processes
Supervisory efforts are bearing fruit, EBA report says
There were notably positive results in terms of volume and value of IPO deals during Q1: PWC report
This week’s hearing stems from allegations Sentry violated the sales practices rules when it held a mutual fund conference in California
Maureen Jensen, OSC chairwoman and CEO, heads the list with $642,782 in annual pay
An improved version of IOSCO’s multilateral memorandum of understanding will enable regulators to collect more information about online activity
Fees for government securities dealers under the new model apply starting on Saturday and the fees for other dealers will begin July 1
Ontario’s government intends to work with the province’s financial regulators on many of the Expert Committee’s recommendations
Advisors in the province subject to disciplinary sanctions will no longer be able to evade their fines simply by leaving the industry