Veteran Wall Street lawyer Jay Clayton was formally sworn in as chairman of the U.S. Securities and Exchange Commission (SEC) on Thursday. Clayton was nominated to the post by U.S. President Donald Trump back in January and confirmed by Congress earlier this week. Clayton comes to the SEC from New York-based law firm Sullivan & […]
The event, which follows a similar none held by the OSC, will explore tech-driven solutions to regulatory issues
May is the busiest month for annual meetings in Canada
There are now nearly 1,000 fewer publicly traded companies in the U.S. than there were 10 years ago
Credit rating agency cites the firm’s decision to postpone the release of its first quarter earnings to May 11
Hearing panel rules against application from Global RESP and Global Growth Assets, whose UDP was suspended in an earlier proceeding
The SEC and FINRA will hold their national compliance outreach program on July 27
The ASIC calls on the financial industry to heed the results of new academic research into effective whistleblowing.
Imbalances looming between working age adults and those collecting pensions and placing demands on health services
Industry, regulators congratulate Jay Clayton