James Langton

Regulation

OSFI proposes changes to capital requirements for loans secured by real estate

April 29, 2016 James Langton
Regulation

Rep cannot seek registration for a year due to lies related to affair

April 29, 2016 James Langton
Regulation

Saleswoman gets jail time for breaching cease trade order, unregistered trading

April 29, 2016 James Langton
Regulation

IIROC proposes changes to client cash rules

April 28, 2016 James Langton
Research and Markets

Basel interest-rate risk standards aid consistency: Fitch

April 28, 2016 James Langton
Markets

TSX seeks comments on DRIP proposals

April 28, 2016 James Langton
Echelon, BLG team up to create “capital pool company”
Regulation

FINRA issues report cards covering “spoofing” and “layering”

April 28, 2016 James Langton
Industry

Financial firms should develop innovative pension program: paper

April 28, 2016 James Langton
Regulation

CSA proposes best interest standard

April 28, 2016 James Langton
FAIR Canada not in favour of regulators’ stance on best interest standard
Industry

Investor lawsuit dismissed by B.C. top court

April 27, 2016 James Langton
Regulation

SEC seeks feedback on plan to create a consolidated audit trail

April 27, 2016 James Langton
Regulation

MFDA hearing panel finds W.H. Stuart, co-founder violated industry rules

April 27, 2016 James Langton