The derivatives exchange operator says it will continue to maintain a “significant operation” in London
The independent advisory group that represents investor interests at the OSC is calling for policy reform, enforcement action and a new best interest standard
A portfolio manager, various executives and an advisor are alleged to have traded on information that was subject to a non-disclosure agreement
Grant Thornton to administer distribution of frozen funds in Bossteam fraud case
Additional proposals include updates to rules on underwriting arrangements
The latest annual report from the OSC’s independent advisory group says the time has come to introduce a best interest standard and eliminate embedded commissions
Existing market infrastructure firms that handle clearing and settlement would likely continue to serve these functions
New StatsCan study finds RESPs are more concentrated in families with higher income, greater wealth and higher levels of parental education
Securities firms, asset managers, and finance companies, would be “adversely affected” by higher-than-anticipated increases in U.S. interest rates
Mark Steven Rotstein and his firm, Equilibrium Partners, admitted in OSC proceedings to trading without registration on behalf of clients