Total net sales rose by 70% during the first four months of 2017 compared with the same period a year earlier, IFIC reports
The mutual fund firm will be able to finance educational events that Quebec-based lobby group for advisors, PAFSA, is hosting
Given proposed new rules in Colorado and rules set in New York State, “it is likely that other states will issue cybersecurity requirements as well”
The panel discussion was recorded at the 2016 IIROC compliance conference in Toronto
Central banks are calling on FX industry firms to bring their trading practices in line with the principles of the code and to support its adoption
Regulators must have the courage to foster a responsive regulatory climate while protecting investors
The new system aims to provide a transparent view of natural gas movements across locations, among various other benefits
Intensifying M&A activity will lead to “largest competitive realignment” in this industry, new Casey Quirk report suggests
The robo-advisor firm wants to ensure Canadians are dealing with well-qualified financial professionals rather than “poorly trained bank advisors”
New MFDA report also finds that a switch to direct-pay arrangements will “have a greater impact on those smaller advisors who are more reliant on DSCs”