James Langton

Industry

Ontario woman charged with fraud and other securities violations

June 30, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Industry

Nasdaq completes ISE acquisition

June 30, 2016 James Langton
Industry

Financial services veterans appointed to the Order of Canada

June 30, 2016 James Langton
Industry

U.S. brokerage firms see drop in Q1 profits, revenue

June 30, 2016 James Langton
Regulation

Fed puts U.S. banks under scrutiny

June 29, 2016 James Langton
Industry

CIBC rating not affected by acquisition

June 29, 2016 James Langton
Industry

Update: IFIC opposes possible embedded-commission ban

June 29, 2016 James Langton
Top taxfilers see incomes rise
Regulation

OSFI releases new guidance for managing operational risk

June 29, 2016 James Langton
OSC compliance reviews continue to reveal deficiencies
Industry

GE Capital no longer a systemically important institution

June 29, 2016 James Langton
Regulation

MFDA sanctions Sterling Mutuals

June 29, 2016 James Langton
Regulation

FINRA sanctions Deutsche Bank Securities

June 29, 2016 James Langton
Regulation

IOSCO, CPMI issue guidance on cyber resilience

June 29, 2016 James Langton