TD Direct Investing to be merged with Interactive Investor
Brexit seen as a significant negative for U.K. investment
U.S. Life insurers unchanged
Although some countries have banned embedded commissions or adopted a best interest standard, most have just sought to enhance disclosure
Manufacturers of financial products must specify a target market of end clients for whom the products are intended
Under the MoU, the two regulators will share information about investigations and disciplinary activity and may also undertake joint investigations
The SRO will also look at regulation of robo-advisors and continue to focus on increasing its enforcements efforts
Chinese companies on the rise
A handful of regional banks are best suited to take advantage
The German and U.K. divisions of Moody’s Investors Service breached rules governing credit rating agencies