James Langton

Regulation

U.K. regulator eyes “regtech” to reduce compliance costs

July 20, 2016 James Langton
Regulation

FINRA sanctions annuity firm for failing to prevent theft

July 19, 2016 James Langton
Research and Markets

FSB reports progress on interest rate benchmark reform

July 19, 2016 James Langton
Industry

U.S. investor group urges court to ignore industry challenge to DOL fiduciary rule

July 19, 2016 James Langton
Regulation

ESMA advises on extension of funds passport to 12 non-EU countries

July 19, 2016 James Langton
Regulation

Canadian securities regulators recognize three trade repositories

July 18, 2016 James Langton
Research and Markets

Singapore Exchange hives off regulatory operations

July 18, 2016 James Langton
Regulation

CSA continuous disclosure reviews find more deficiencies

July 18, 2016 James Langton
Regulation

Enhanced disclosure has limited effect on consumers

July 18, 2016 James Langton
Product

KBW, Nasdaq launch fintech index

July 18, 2016 James Langton
Rise of fintech includes many future risks, FSB says
People

Jack Brennan elected chairman of FINRA

July 15, 2016 James Langton
Research and Markets

Expanded role for Tom Kloet at Nasdaq

July 15, 2016 James Langton