The organization recommends a variety of measures, including capping trailer fees, in response to the CSA’s consultation paper
Stephanie Avakian and Steven Peikin will oversee more than 1,200 investigators, accountants, attorneys, and other professionals
Climate change risks become a key consideration for asset managers
Regulators are seeing significant losses to investors dealing with unregistered binary option companies
The regulators’ proposals are intended primarily to address the concerns of foreign dealers and Canadian institutional investors
The firm’s submission to the CSA’s consultation says embedded commissions create a conflict of interest
The plans’ equity holdings grew by 4.4%
Applications are due by July 7
The appointment “is an indication of the broadening diversity of leadership right across the Canadian investment industry,” says Ian Russell
The firm’s aim to close the transaction later this month