The guidance aims to provide firms with the regulator’s views on the basic design requirements for these retirement products
Applications for the SRO's representative on CDS's board are due by Aug. 18
ICE Benchmark, to take over from CME and Thomson Reuters this autumn
The proposed changes are due mostly to the planned introduction of the Life Insurance Capital Adequacy Test for life insurers in 2018
The fraudulent activity included overstating the company’s assets and revenue and violating securities laws, among other misdeeds
The initiative would provide investor protections but existing restrictions on controlling shareholders and related parties would not apply to a sovereign shareholder
Principles are aimed at consistency for firms leaving the U.K.
Even though the volume of transactions worldwide declined, there were nine deals valued at more than $500 million
Regulars say false and misleading applications pose a serious problem
The dealers allegedly overcharged fee-based client accounts about $6 million and mutual fund accounts $5.7 million between 2005 and 2016