All the leading Canadian fixed-income dealers have upped their game over the past 12 months
Investor funds diverted for personal expenses
York University professor responds to IFIC-commissioned study, which opposes a possible ban on trailer fees
Comments on the proposals are due by Sept. 29
Industry and regulators need to apply greater resources to stop financial fraud against seniors
The SRO will be conducting routine business, such as electing directors, appointing auditors and considering its financial statements
The IAP notes such provisions were recently adopted in the U.S.
However, the total value of share trading and the volume in trade declined during this period
The OSC’s annual conference will focus mostly on how technology is leading to disruptive change in financial services
The agreement will help the OSC and the FPSC carry out their registration/certification, compliance and enforcement duties