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James Langton
James Langton
Regulation
Jane Norberg named chief of SEC Whistleblower Office
September 29, 2016
James Langton
Regulation
ESMA consults on future rules for financial benchmarks
September 29, 2016
James Langton
Regulation
SEC proposes shorter settlement cycle to reduce risk
September 29, 2016
James Langton
Industry
IFIC supports MFDA’s proposed proficiency standard for reps to sell ETFs
September 29, 2016
James Langton
Regulation
SEC fines UBS US$15 million for inadequate training
September 28, 2016
James Langton
Regulation
Large issuers leading the way in gender diversity, CSA finds
September 28, 2016
James Langton
Industry
IIAC looking into whether standards for fixed-income trading are warranted
September 28, 2016
James Langton
Regulation
EBA publishes final guidelines on remuneration of sales staff
September 28, 2016
James Langton
Regulation
SEC to host fintech innovation forum
September 28, 2016
James Langton
Research and Markets
Immigration fuels Canada’s population growth
September 28, 2016
James Langton
Industry
PMAC favours existing fiduciary duty for discretionary management, opposes new standard
September 28, 2016
James Langton
Regulation
IIROC receives authority in PEI to enforce regulatory settlement
September 27, 2016
James Langton
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