The U.S. regulator has now paid out more than US$400 million to whistleblowers
Conflict provisions have been delayed by six months, while disclosure has been pushed back by a year
Global investment banks' strong capital positions are expected to hold
Five European regulators extend short ban to May 18
Pair owes $19 million to the BCSC over a market manipulation case
Solid Q1 likely to be followed by a lengthy drought for deals
SRO fees are being pushed back for small and mid-size firms, which represent 90% of investment dealers
A court has ruled that being in jail would make social distancing "difficult, if not impossible"
Regulator takes steps to ease access to advice, but remains vigilant against misconduct
One-third of ratings actions in 2019 involved ESG considerations