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  1. Home
  2. James Langton

James Langton

Industry

Retiree prevails in options deadline dispute

November 29, 2019 James Langton
Regulation

G20 reforms curbed lending, but still worth it, FSB finds

November 29, 2019 James Langton
Regulation

FCA sets conduct rules for benchmark operators

November 29, 2019 James Langton
Regulation

OSC signs MoU with Dutch regulator

November 28, 2019 James Langton
Regulation

Market, credit risks remain high, ESMA warns

November 28, 2019 James Langton
Regulation

ASIC review finds pervasive fee disclosure failings, overcharging

November 28, 2019 James Langton
Regulation

Basel Committee proposes capital rule changes

November 28, 2019 James Langton
Regulation

U.S. hedge fund exec gets jail time in US$100 million mismarking scheme

November 27, 2019 James Langton
Regulation

Bank regulators target specific risks with capital tool

November 27, 2019 James Langton
Regulation

Court finds ex-advisor liable for client’s loss

November 26, 2019 James Langton
Regulation

CFTC steps up its enforcement efforts in 2019

November 26, 2019 James Langton
Regulation

FCA bans sale of risky, complex vehicles to retail investors

November 26, 2019 James Langton
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