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James Langton
James Langton
Regulation
Citi hit with record U.K. fine for regulatory reporting failures
November 26, 2019
James Langton
Regulation
CFTC exempts family offices in split vote
November 25, 2019
James Langton
Research and Markets
Schwab’s Ameritrade buyout a positive for TD Bank, DBRS says
November 25, 2019
James Langton
Research and Markets
Financial sector M&A jumps in Q3, GlobalData
November 25, 2019
James Langton
Regulation
IIROC steps up AML guidance
November 25, 2019
James Langton
Regulation
Conduct rules for derivatives dealers coming soon, OSC says
November 22, 2019
James Langton
Research and Markets
Adapting brokerage sector looks stable for 2020, Fitch says
November 22, 2019
James Langton
Regulation
New Brunswick aims to boost SRO powers
November 22, 2019
James Langton
Regulation
U.K. broker pleads guilty to conspiring to evade FATCA
November 22, 2019
James Langton
Regulation
FINTRAC to allow virtual currency dealers to register
November 22, 2019
James Langton
Regulation
Court grants leave to appeal BCSC ruling in pump-and-dump case
November 22, 2019
James Langton
Regulation
OSC decision on DSCs to come — eventually
November 22, 2019
James Langton
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