NASAA aids states in developing victim assistance funds
Firm has compensated clients, enhanced compliance
Strong secondary offering activity outpaced a weak IPO market
Debt issuance surges as the economy crumbles
Pandemic pressure on provincial finances drives the shift
Woman pleaded guilty to violating BCSC prohibition
Mixed reaction as DOL seeks to harmonize with SEC rules on broker conduct
FCA research finds sharp jump in consumers trading cryptoassets
Maureen Jensen will serve as a public governor for the U.S. SRO
A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA