Many U.S. investors confused about which type of financial professional to retain
The new venue will be only available to IIROC members
The CSA has encouraged dealers to file applications to allow the early use of Fund Facts disclosure
Exemption would give venture firms easier access to capital, and investors a cheaper way to acquire additional securities
These reports are the regulator’s primary source of information about exempt market activity
Five companies have sold off U.S. subsidiaries in the past year
Banks have been focused on expense control
Private equity firms are going beyond HNW investors to focus on the mass affluent
Ombudsman announces measures to speed up complaints resolution
Perception driven by Bay Street’s smaller securities industry