Former trader banned for mistakes relating to the way that the gold price is fixed in London
New group recognizes the growing importance of Islamic finance in international capital markets
Ruling has implications for financial firms structured as partnerships
Although it appears that progress on the co-operative national regulator has stalled, there's work taking place behind the scenes
New rules that require CSA-regulated firms to sign on with the dispute-resolution service will see its membership double
Thanks largely to strong equities markets, mutual funds are enjoying a resurgence. And for Canada’s mutual fund dealers, the growth has been even headier. Canadian mutual fund assets under management (AUM) topped $1 trillion for the first time earlier this year. And according to Investment Executive’s (IE) 2014 Dealers’ Report Card, mutual fund dealers are […]
Drop supports low default rate forecast
378 exemptions from proficiency requirements granted
Proposed amendments designed to streamline disclosure requirements so venture issuers can focus more on the growth of their businesses