DWM Securities advisors sold exempt funds to hundreds of clients who didn’t qualify for a prospectus exemption
The funds allege negligence arising from PwC’s audits in 2006 and 2007
U.S. authorities accuse group of profiting on hacked press releases
A weaker yuan won’t have much of an impact in dampening inflation in Canada
Canadian and emerging market economies have a substantial reliance on commodities
Investors that limit themselves to the Canadian market may be missing out on incremental returns
SRO members gather to elect directors
Wesbild is entitled to refund interest and costs, the court says, adding it may seek special costs against the government based on its reprehensible conduct
The judge found the former employee had made errors in judgment in dealing with a subordinate, but these errors did not justify dismissal
Improving post-trade transparency in CDS market “will increase the efficacy of the G20 commitments to reform OTC derivatives markets”