As president, DaRocha helped prepare the company to operate as a Schedule I bank
The managed portfolios of TD index-tracking ETFs are designed to meet a range of investor risk profiles and are currently available for self-directed investors
The changes, which affect three emerging market funds, see key individuals assume leadership positions as Mark Mobius steps off from the portfolio management teams
The new tools enable investors to have a closer look at companies’ corporate practices and identify ESG leaders and laggards in an industry
The exchange now makes it possible to purchase and redeem both prospectus and OM funds in the same way as buying and selling ETFs
CI Global Private Real Estate Fund will invest indirectly in units of CBRE Global Investment Partners Global Alpha Fund
The firm will pay a fine of $130,000 and costs of $20,000 after admitting to various regulatory failings
A concise guide to recent regulatory initiatives and deadlines
Erik Kalin named COO; Jonathan Hede joins firm as risk management officer
In a new video, Jane Rooney talks to Canadians about the new CRM2 reports they are receiving and the benefits of reviewing them