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An Ontario tribunal handed down $5.1 million in penalties and other costs

Gavel and legal books

The case involved a man tipping his friend to his company's financial results before they became public

Downtown office buildings Toronto

A future hearing will determine sanctions against Cornish; allegations against Caruso and Sidders were dismissed

Closeup of mallet being hit on stacked coins at table in courtroom

Former Aston Hill fund manager agrees to testify as a witness for the OSC

Judge gavel, scales of justice and law books in court

Hearing into allegations of illegal insider tipping postponed until September

Judge gavel, scales of justice and law books in court

An OSC panel was reasonable in concluding that advisors should have known they were acting on inside information

A former legal assistant with a Bay Street law firm is alleged to have provided an institutional trader with material, non-public information

IIROC reaches settlement with three former All Group reps

The former accountant with KPMG has agreed to seven-year ban and monetary penalties after admitting to insider trading and tipping

  • June 8, 2016 December 19, 2017
  • 12:10

Consulting geologist with Geo Minerals tipped wife

  • By: IE Staff
  • August 28, 2015 December 19, 2017
  • 12:55

Bay Street lawyer passed on information to advisors