Make it a part of your overall marketing strategy
The business social-media site can be an effective marketing tool
Toronto-based brokerage is putting significant efforts into the new technology in the wake of the new IIROC guidelines
Keep information fresh and archive all activity
IIROC releases draft on compliance obligations when using social media
Dealers must ensure all methods of communication comply with applicable regulatory requirements and securities legislation
Miami-based social networking website offers an expanded compliance reporting function for third-party websites
Financial advisors could be subject to even harsher penalties