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Keyword: Short selling

102 results found
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PMAC, IIAC and others weigh in on rules proposed by Ontario’s Capital Markets Modernization Taskforce

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CSA and IIROC consider possible reforms amid persistent but unsupported negative perceptions about short-selling

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FINRA fined the firm for long-standing compliance issues

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SRO provides guidance on short covering expectations


Software updates caused various issues undermining market oversight

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Short selling can encourage management to undertake more sustainable strategies, says the Managed Funds Association

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ESMA seeks to enhance regulations in preparation for future emergencies

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Regulators' effort to prevent a downward spiral in stocks had mixed effects, ESMA finds

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A broker failed to mark trades as short based on bad information from the adviser

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Drawing a line between legitimate and abusive discourse isn’t easy