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Fund's strategy included working with publishers of bearish articles

stock market down

Reaction to CIRO’s proposed changes is sharply divided

Silhouette of man at sunset

Expanding access to advice, standardizing KYC data collection on SRO's agenda


Firm failed to adequately oversee rep's risky trading strategy, CIRO says

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Financial sector funds now out of bounds for regulator's employees

rules and regulations

Proposals aim to codify investor protections, enhance flexibility

social media

European regulators flag threats to investors from industry, influencers

stock market data

Self-regulatory organization proposes new settlement obligation and expanded guidance

stock market down

New research finds that brokers leak info on smart shorts into the market

stock market down

Lack of consensus on possible reforms sends regulators back to study the issues