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Keyword: Short selling

106 results found
stock market down

Lack of consensus on possible reforms sends regulators back to study the issues

Magnifying glass

Regulator adopts new rules to boost transparency around short activity, securities lending

Air raid sirens

SRO renews Maureen Jensen's board term for three years

Businessman shamed

CIRO says rep failed to meet gatekeeper obligations by ignoring suspicious trading

a bright idea

PMAC, IIAC and others weigh in on rules proposed by Ontario’s Capital Markets Modernization Taskforce

Trading screen financial data in red. Selective focus.

CSA and IIROC consider possible reforms amid persistent but unsupported negative perceptions about short-selling

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

FINRA fined the firm for long-standing compliance issues

40556994 - close up image of stock market data on a computer monitor.

SRO provides guidance on short covering expectations


Software updates caused various issues undermining market oversight

Oil well with the pump jack in action. Alberta

Short selling can encourage management to undertake more sustainable strategies, says the Managed Funds Association