SRO drops mandatory close-out proposal, adds new conduct-based approach
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Scheme to boost stock price claimed that Berkshire bought insurer's stock
Concerns about company were raised by short sellers in 2022
U.K. regulator seeks to reduce reporting burden, barrier to short activity
Regulator proposes broad prohibition on trading in connection with offerings
Budget boosts penalties, SRO powers, short selling rules
Activism focused on increased M&A activity is expected in 2025
Firms pay US$45 million to settle trade reporting, recordkeeping violations
SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime