New guidance outlines factors investment firms must consider
Former Assante rep agrees to ban, $2.3 million in sanctions
ASIC, RBA highlight operational risk worries at exchange
Resolution avoids risk of litigation, insolvency, court finds
Total value of investor settlements dip, as cases involve smaller issuers, SPACs
Move allows more time to deal with operational, regulatory issues
Industry taskforce to oversee transition in line with continental Europe
Regulator seeks consistent implementation of new regime, avoiding arbitrage
Settlement provides refunds to investors that bought variety of digital assets
Industry committee to lead technical work on transition to faster settlement