Industry stakeholders saw no benefit in proposed change to ITM rules
Sanctions from Calgary rep’s firm total nearly $140,000
Charges for supervisory failures settled by CFTC
Settlement includes $4 million investment in financial education campaign
Investment scheme raised $9.6 million from 943 investors
Comments for the development of a common platform for Eurosystem collateral management will also be welcomed
TARGET2-Securities system proposes central securities depositiries use a common technical service
The Canadian Capital Markets Association has issued a notice indicating that the Canadian securities industry is set to become a global leader in improving the speed of clearing and settling trades.A new national rule, National Instrument 24-101 — Institutional Trade Matching (ITM) and Settlement, compels the securities industry to focus on automation and connectivity to […]