A new report details the central bank’s oversight of financial market infrastructure entities
Moving to a two-day settlement cycle i will depend on regulators amending rules
Raising the amount to $500 million from $150 million aims to encourage market participants to trade at levels closer to the target rate
Regulatory action is critical for the industry to achieve its goal of a two-day settlement cycle by third quarter 2017
There is a consensus that the Canadian securities industry will be able to make a smooth transition to T+2 once a date has been set
Deal relating to mortgage-backed securities was originally rejected by U.S. judge
IOSCO begins monitoring standards for payment, clearing and settlement systems
U.S. insurance brokerage firm has implemented anti-corruption program
Self-regulatory organization must undergo review of policies and procedures
Firm and two reps allegedly violated UMIR between April 2006 and June 2007