Agency will work with businesses and federal partners to move more quickly in the fight against money laundering and terrorist financing
OSC to delegate registration to CIRO, rest of CSA considering it too
Fee increase to be phased in over five years, bring projected revenues in line with expenses
Firm to help build infrastructure for new exam-based approach to reps' education
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
SRO curbs exemptions, toughens firms' approval requirements
Self-regulatory organization consults on proposed disgorgement distribution policy
Approval regime, proficiency are among areas covered in latest consultation
Court rejects appeal of finding that firm could be prejudiced by settlement
Self-regulatory organization aims to harmonize with CSA's revised requirements