Provincial regulator orders case returned to the SRO to be reconsidered
Service has helped recover money for investors, generated enforcement referrals
All provinces expected to join effort to curb duplication, burden
SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
SRO previews initiatives to industry event
CIRO plans to facilitate voluntary participation in federal open banking effort
After consultation, SRO cuts proposed new dealer application fees
Earlier decision requiring clearing broker to produce records overturned
SRO sets out common requirements, contemplates shift to annual CE cycle
Proposed reforms would harmonize requirements for inter-listed securities