CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project
Both sides appealed rulings involving rep inheriting client's estate
Much of the industry's involvement may be outside the SRO's perimeter
Regulators call time on interim approach to onboarding crypto firms
Firm winding down after running into capital trouble
Organization launches pilot program to allow remote supervision
Self-regulatory organization reported year-over-year decline in decisions and sanctions
SRO drops firm sponsorship requirement, among other changes
Consultation highlights industry concerns
U.S. SRO highlights regulatory implications