The proposals are out for a 135-day comment period
The derivatives exchange seeks candidates for a special committee
The extension is attributable to the pandemic
Phone recording requirements are a key concern for home-bound workers
Council members sit on the SRO's disciplinary panels
MFDA proposes creation of new, comprehensive SRO for registered firms
The SRO has revised its criteria for independent directors
A simple IIROC-MFDA merger won't fix investors' issues, Kenmar argues
Nominations due March 16
A new paper envisions a single SRO, with the CSA taking responsibility for market regulation