Council members sit on the SRO's disciplinary panels
MFDA proposes creation of new, comprehensive SRO for registered firms
The SRO has revised its criteria for independent directors
A simple IIROC-MFDA merger won't fix investors' issues, Kenmar argues
Nominations due March 16
A new paper envisions a single SRO, with the CSA taking responsibility for market regulation
SRO develops accreditation process amid divergent industry reaction
Victoria Harnish will serve a two-year term
An IIROC survey reveals gaps in current and aspiring investors' views on regulation
The guidance overhaul follows a plain-language rulebook rewrite