The association delivered its proposed roadmap to inform a CSA decision due this summer
SRO adopts rule changes to enhance investor protection
Fund dealers were advised to examine their client reports for unusual or incorrect information
Regulators are weighing options for the future of the self-regulatory framework
The deadline for dealers to nominate candidates is March 12
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
Consolidating the MFDA and IIROC would ultimately benefit investors, writes Paul Bourque
Time to think bigger on SRO reform?
Editorial: Recent consultation on reforming the SRO framework reveals that a full-scale renovation is needed
SRO seeks comment on proposals to adopt client-focused reforms