Fund dealers were advised to examine their client reports for unusual or incorrect information
Regulators are weighing options for the future of the self-regulatory framework
The deadline for dealers to nominate candidates is March 12
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
Consolidating the MFDA and IIROC would ultimately benefit investors, writes Paul Bourque
Time to think bigger on SRO reform?
Editorial: Recent consultation on reforming the SRO framework reveals that a full-scale renovation is needed
SRO seeks comment on proposals to adopt client-focused reforms
IIROC publishes its version of the CSA's CFRs, which take effect in 2021
SRO to host online event Nov. 27, second session on Dec. 17