Fees for investment dealers to rise 6.4%, annual report says
Regulators' year in review also detailed crypto oversight, CFR sweep
IFIC outlines current initiatives, from supporting CIRO to surveying investors
New rule sharply narrows prop traders' SRO exemption
Long-time SRO employee tapped to head division
SRO to expand former MFDA project to all dealers in 2024
Former Scotia Capital rep sanctioned in settlement with CIRO
Firm admitted to serving retail investors before SRO approvals, systems in place
The transition for Scotiabank will be finalized as of Jan. 1, 2024
Proposal revises conservative approach initially sought by IIROC