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Keyword: Securities regulations

576 results found

Bush’s investor protection plan applauded

Additional funds for SEC proposed

By: IE Staff
July 9, 2002 July 9, 2002
15:10

BCSC invests in plain language

Goal is to make securities information more understandable

By: IE Staff
July 9, 2002 July 9, 2002
10:45

SEC halts revenue share plans for market data

Proposed rebates on hold at three U.S. exchanges

By: IE Staff
July 4, 2002 July 4, 2002
08:15

Alberta implements new escrow policy for IPOs

New policy effective June 30

By: IE Staff
June 28, 2002 June 28, 2002
15:40

Beneficial owner communiciation rule effective July 1

IDA says some requirements will be delayed

By: IE Staff
June 27, 2002 June 27, 2002
16:45

RS clarifies off-marketplace trades

Trades between spouses not to be executed off-marketplace

By: IE Staff
June 26, 2002 June 26, 2002
15:09