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Keyword: Sales incentives

41 results found

OSFI issues draft of capital requirements for seg fund guarantees

Comments due by May 25

  • By: IE Staff
  • April 25, 2005 April 25, 2005
  • 10:20

NASD proposes broader ban on sales contests

Regulator would remove cash, non-cash incentives

Canada needs uniform securities laws, says Dodge

Efficient financial system key to continuing prosperity

CIBC announces plans for 2005 share buyback

Bank to purchase up to 17 million shares

  • By: IE Staff
  • November 4, 2004 November 4, 2004
  • 16:10

Strong majority of Canadians have less than three months worth of savings: study

Few manage to pay themselves first

  • By: IE Staff
  • October 21, 2004 October 31, 2019
  • 08:20

Manulife launches new guaranteed investment funds

Five funds added to seg fund lineup

  • By: IE Staff
  • July 31, 2003 July 31, 2003
  • 09:23

CSA tells SEDI issuers to re-file profiles

Issuer profiles due by May 30

  • By: IE Staff
  • May 6, 2003 May 6, 2003
  • 15:10

Issuer registration on SEDI begins May 5

All Canadian public companies must comply

  • By: IE Staff
  • April 28, 2003 April 28, 2003
  • 15:30

IDA mandates dual registration for single stock futures

Firms, reps must be registered to trade securities and futures

  • By: IE Staff
  • March 17, 2003 March 17, 2003
  • 16:55

CCMA issues white paper improve corporate actions processing

Invites comments from industry stakeholders

  • By: IE Staff
  • October 24, 2002 October 24, 2002
  • 16:25