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Keyword: Robo-advisors

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European regulators make recommendations for revitalizing capital markets

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The regulator also wants to toughen enforcement and see better advice given at banks

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Expanding access to advice, standardizing KYC data collection on SRO's agenda

right or wrong choice

Regulator aims to bolster investor protection, modernize rules

Big data

Firms allegedly made misleading statements about their use of AI in investing strategies

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Investors face risks from sludge, nudges and other hidden tactics

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Households are facing the dual drags of inflation and higher interest rates, report says

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Regulators to explore the regulation, provision of advice online

Dispute at desk

Regulator's exam division sets compliance priorities for 2024

niche investment

Toronto-based Obsiido plans to launch a service for advisors later this year