Wide range of proposals, from market structure to broker conflict issues, dropped
Effort to gain insight on dealers' clients will seek data from year-end 2026
Compliance sweep in 2022 found WealthBar wasn't meeting new standards
Survey suggests financial advisors emphasize value, build trust, communicate regularly
Company aims to rival the big banks, by having more than a trillion dollars in AUA
Self-directed investors prioritize convenience, control, costs
Investors enjoy DIY investing, relying more on social media for information
Younger, female, low-literacy investors are particularly vulnerable to digital tactics, study shows
European regulators make recommendations for revitalizing capital markets
The regulator also wants to toughen enforcement and see better advice given at banks