SRO considers modernizing rules amid market, investor evolution
Credit conditions improve, but geopolitics, U.S. election, China cloud outlook
SRO curbs exemptions, toughens firms' approval requirements
Exam division details compliance priorities for year ahead
Approval regime, proficiency are among areas covered in latest consultation
The group is seeking feedback on a proposed common reporting framework for cyberattacks and incidents
Ratings dropped amid concerns about bank's risk management
ESMA promises transition oversight group to support move to faster settlement
Institutional investors increasingly interested in digital assets, survey finds
Regulator orders fines, disgorgement against portfolio manager, broker