Surging markets highlight risk of decoupling from economic reality
Compliance review uncovered weaknesses in firm's compliance procedures
Regulator cites competitive concerns in pausing Basel III reforms
Transition risks ease in short-term, but longer term threats loom
Demand for advice, strong markets to drive growth in client assets
Group reiterates commitment to implementing final Basel III requirements
Investors didn't get paid for lending securities, SRO alleged
Community engagement, co-investment increasingly important: Moody's
Regulator seeks consistent implementation of new regime, avoiding arbitrage
While financial pressures have moderated, economic threats abound