SRO launches review of policy framework for the provision of advice
FINRA to accelerate arbitration process for vulnerable clients
Disclosure rules eased, lines between pro, retail investors redrawn
Compliance review will examine industry conflicts with investors' interests
Trading venue plans to offer fractional trading, extended hours
Moves comes as online brokerages ramp up competition
Regulator puts twice-delayed research effort on backburner
Deals to add scale, and acquisitions by banks likely, Fitch says
Retail investors help curb Canadian funds liquidity risks: research
Despite challenges, sector's results remain solid, growth prospects bright