Broker-dealers required to conduct searches for holders of securities with whom they have lost contact
Amendments designed streamline communications with investors who hold securities through intermediaries
New guidelines update approach to slate voting, “say-on-pay”
Institutional investors say there is no need for regulatory intervention, but issuers have many concerns with the role of proxy advisors
Oversight needed to to ensure transparency and quality of shareholder voting
Deadline extended to September 21
Institutional investor clients, corporate issuers and corporate governance market intermediaries welcome to participate in proxy voting policy survey
The regulators are looking to assess whether there is a problem with services that are not currently subject to any regulatory oversight
Pension giant calls on regulators to undertake independent review
Discussion paper examines the development of the proxy advisory industry in Europe