BMO tops RBC in debt underwriting, RBC still leads in equities
RBC Capital Markets dominates underwriting league tables
Firm failed to adequately oversee rep's risky trading strategy, CIRO says
Equity issuance surged 37% in 2023; debt up 19% from previous year
Here are six ways to manage the challenge
BMO tops equity league tables, RBC leads debt rankings
Issuance weakest since 1995 as IPOs, structured products and preferred issues were all scarce
Plus, more fund launches and closures
As rate-reset preferreds are called, LRCNs are taking their place
Court finds an investor's portfolio was too heavily concentrated in preferred shares, but that its low-risk strategy was appropriate