Tribunal to consider settlement with Liquidnet over allegedly faulty controls
New rules aim to make incident reporting easier, amid rising systemic risk
Regulators sign MoU targeting operational resilience, incident recovery
Regs seek efficiency, innovation to facilitate single EU financial market
External provider stopped including CSE stocks in trading reports
Regulators tackle increased digitalization of finance, reliance on tech
Regulators should resolve risks upfront before firms get authorization, it says
Wide range of proposals, from market structure to broker conflict issues, dropped
Consultation examines risks, benefits of round-the-clock trading
SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project