Regulators should resolve risks upfront before firms get authorization, it says
Wide range of proposals, from market structure to broker conflict issues, dropped
Consultation examines risks, benefits of round-the-clock trading
SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
Regulator seeks consistent implementation of new regime, avoiding arbitrage
IOSCO's latest report examines the risks created by the age of demutualization
Growing AI adoption poses rising financial stability risks too, group warns
The group is seeking feedback on a proposed common reporting framework for cyberattacks and incidents
FSB, Basel Committee have long warned of tech risk in financial sector
Proposed principles aim to address growth of outsourcing, fintech