Scheme targeted existing clients, not the public, ex-rep tried to argue
Tribunal approved OSC's settlement with Liquidnet Canada
Hedge fund trader pleaded guilty in market manipulation case
Tribunal to consider settlement with Liquidnet over allegedly faulty controls
Social relationship with regulator's key witness in case leads to recusal
Fraudster sentenced in absentia after pleading guilty
Initial sanction allowed RRSP, but he traded TFSA, margin accounts too
Panel sought alternative remedy to address disclosure concerns
Releases were misleading, but case against lawyer not proven, panel finds
Panel stresses "open courts" principle in denying closed door hearing